Self-Certification High-Net-Worth
/We hereby declare that I/We am/are a certified high net worth individual for the purposes of the Financial Services and Markets Act 2000 Financial Promotion Order 2001.
I/We understand that this means:
- I/We can receive financial promotions that may not have been approved by a person authorised by the Financial Conduct Authority,
- The Content of such financial promotions may not conform to rules issued by the Financial Conduct Authority,
- By signing this statement, I may lose significant rights,
- I/We may have no right to c=omplain to either of the following: –
- The Financial Conduct Authority; or
- The Financial Ombudsman Scheme,
- I/We may have no right to seek compensation from the Financial Services Compensation Scheme.
I am a certified high net worth individual because at least one of the following applies:
- I/We had, during the financial year immediately preceding the date below, an annual income to the value of £100,000 or more,
- I/We held, throughout the financial year immediately preceding the date below, net assets to the value of £250,000 or more. Net assets for the purpose do not include:
- The property which is my primary residence, or any loan secured on that residence;
- Any rights of mine under a qualifying contract of insurance within the meaning of the Financial Services and market Act 2000 (Regulated Activities) Order 2001; or
- Any benefits (in the form of pensions or otherwise) which are repayable on the termination of my service or on my death or retirement and to which I am (or my dependents are), or may be, entitled.
- I/We accept that I/We can lose my property and other assets from making investment decisions based on financial promotions
- I/We am/are aware that it is open to me to seek advice from someone who specialises in advising on investments.
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